WebOct 20, 2024 · The Commission voted to approve a final rule providing a registration exemption for certain foreign intermediaries. CFTC Regulation 3.10 (c) sets forth categories of exemptions to CFTC’s requirements for registration as an intermediary.

CFTC Proposes Relief for Non-US Commodity Pool Operators

WebNov 9, 2024 · Commodity Futures Trading Commission (CFTC) Regulation 3.10 (c) (3) currently provides an exemption from registration for non-U.S. commodity pool operators (CPOs) and commodity trading... WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … frp honor 9 lite

CFTC Adopts Amendments to Rule 3.10 (c) Exemption for …

WebRule 3.10(c)(5) provides that a foreign located person engaged in the activity of a CPO in connection with a “covered transaction” need not register as a CPO when the c overed … Web17 CFR § 3.10 - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants. Electronic … part 3 - registration (§§ 3.1 - 3.75) part 4 - commodity pool operators and … (a) Application for registration. (1) Application for registration as a floor … Webflexible than the CPO registration exemption in CFTC Regulation 3.10(c)(3) because, whereas the proposed registration exemption can be claimed on a pool-by-pool basis, the 3.10(c)(3) exemption is available only to offshore CPOs that limit their CPO activities solely to offshore pools with offshore participants. According to the CFTC, in frp honor x7 sin pc